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NJ Bureau of Securities Revokes Registration of Maywood Agent Who Recommended Risky Investments to Elderly Clients

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the staff of the ridgewood blog

Maywood NJ, Attorney General Matthew J. Platkin and the Division of Consumer Affairs (“Division”) announced today that the Bureau of Securities (“Bureau”) revoked the registrations of a New Jersey broker-dealer agent/investment adviser representative for recommending and selling unsuitable, high-risk investments to elderly clients that were not in their best interest, benefitted him financially, and resulted in financial losses for them.

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