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Former Chief Financial Officer for a NJ Biopharmaceutical Company Plead Guilty to Insider Trading Scheme

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the staff of the Ridgewood blog

Morris Plains NJ, the former chief financial officer for a biopharmaceutical company today admitted his role in an insider trading scheme, U.S. Attorney Philip R. Sellinger announced.

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Monmouth County Man Gets 63 Months for $2.8 Million Securities Fraud Scheme

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the staff of the Ridgewood blog

Red Bank NJ, a Monmouth County, man was sentenced to 63 months in prison for committing securities fraud to obtain over $2.8 million from victim investors, U.S. Attorney Philip R. Sellinger announced today.

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Unregistered Securities Tied to Bergen County Fraudulent Schemes Targeted by NJ AG and NJ Bureau of Securities

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the staff of the Ridgewood blog

Hackensack NJ, Acting Attorney General Andrew J. Bruck and the New Jersey Bureau of Securities within the Division of Consumer Affairs today announced two enforcement actions taken by the Bureau against three individuals and their related entities that sold unregistered securities in national fraudulent schemes.

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Hedge Fund Manager Admits Orchestrating a $100 million Securities Fraud Scheme

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the staff of the Ridgewood blog

Newark NJ. an investment fund manager today admitted orchestrating a $100 million securities fraud scheme, Acting U.S. Attorney Rachael A. Honig announced.

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Former Englewood Resident Admits Role in $1.5 Million Investment Fraud Scheme

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the staff of the Ridgewood blog

Englewood NJ, a former New Jersey resident today admitted participating in an investment scheme through which he fraudulently obtained $1.525 million from at least three families from 2017 through 2019, U.S. Attorney Craig Carpenito announced.

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