Tag: The U.S. Securities and Exchange Commission (SEC)

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Co-Founder of Mahwah Asset Management Advisor Pleads Guilty to $294 million Fraud Scheme

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the staff of the Ridgewood blog

Mahwah NJ,  A former co-founder and top executive of an investment fund pleaded guilty today for conspiring to defraud dozens of victim investors out of $294 million in funds, U.S. Attorney Philip R. Sellinger announced.

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New Jersey-based Biopharmaceutical Executives Arrested for Insider Trading

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the staff of the Ridgewood blog

Newark NJ, the former chief financial officer and the former head of corporate communications for a biopharmaceutical company were arrested for their roles in an insider trading scheme, Acting U.S. Attorney Rachael A. Honig announced today.

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